-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LnTiA5LOvPnzJG/QBwlkrON1zvXZDvz3H/1uiw/Oqc29SQGNbozkiPsTTELAJWTa dxyKTbgPBllc4iS3ILC1Eg== 0001012870-01-000792.txt : 20010223 0001012870-01-000792.hdr.sgml : 20010223 ACCESSION NUMBER: 0001012870-01-000792 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010214 GROUP MEMBERS: ONG PENG T GROUP MEMBERS: WAI PING LEONG SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERWOVEN INC CENTRAL INDEX KEY: 0001042431 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943221352 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-58213 FILM NUMBER: 1544130 BUSINESS ADDRESS: STREET 1: 1195 W FREMONT AVE STREET 2: STE 2000 CITY: SUNNYVALE STATE: CA ZIP: 94087 BUSINESS PHONE: 4087742000 MAIL ADDRESS: STREET 1: 1195 W FREMONT AVE STREET 2: STE 2000 CITY: SUNNYVALE STATE: CA ZIP: 94087 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ONG PENG T CENTRAL INDEX KEY: 0001106000 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 466736780 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1195 W FREMONT AVE STREET 2: #1200 CITY: SUNNYVALE STATE: CA ZIP: 94087 BUSINESS PHONE: 4087742000 SC 13G/A 1 0001.txt SCHEDULE 13G (AMENDMENT #1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1)* Under the Securities Exchange Act of 1934 INTERWOVEN, INC. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $0.001 par value - -------------------------------------------------------------------------------- (Title of Class of Securities) 46114T 10 2 ------------------------------------ (CUSIP Number) December 31, 2000 ------------------------------------ (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13G - ------------------------------ ------------------------------- CUSIP No. 46114T 10 2 Page 2 of 10 Pages - ------------------------------ ------------------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON: Peng T. Ong 1. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2. (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3. - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION: 4. Republic of Singapore - ------------------------------------------------------------------------------ SOLE VOTING POWER 5. NUMBER OF 3,492,056* SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6. OWNED BY -0- ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7. REPORTING 3,492,056* PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8. -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 9. 3,492,056* - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] 10. - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 11. 3.4% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON: 12. IN - ------------------------------------------------------------------------------ * Does not include 3,560,000 shares held of record by Mr. Ong's spouse, Wai Ping Leong. SCHEDULE 13G - ------------------------------ ----------------------------------- CUSIP No. 46114T 10 2 Page 3 of 10 Pages - ------------------------------ ----------------------------------- Item 1(a). Name of Issuer: -------------- Interwoven, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: ----------------------------------------------- 1195 W. Fremont Ave., Sunnyvale CA 94087 Item 2(a). Name of Person Filing: --------------------- Peng T. Ong Item 2(b). Address of Principal Business Office: ------------------------------------ 1195 W. Fremont Ave., Sunnyvale CA 94087 Item 2(c). Citizenship: ----------- Republic of Singapore Item 2(d). Title of Class of Securities: ---------------------------- Common Stock, $ 0.001 par value Item 2(e). CUSIP Number: ------------ 46114T 10 2 Item 3. Information if Statement is Filed Pursuant to Rule 13d-1(b), or 13d- ------------------------------------------------------------------- 2(b) or (c): ------------ Not Applicable. Item 4. Ownership: --------- (a) 3,492,056 shares are held of record by Peng T. Ong directly (excludes 3,560,000 shares held of record by his spouse, Wai Ping Leong). (b) Percent of class: 3.4% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct vote: 3,492,056 (ii) Shared power to vote or to direct vote: -0- (iii) Sole power to dispose or to direct the disposition: 3,492,056 (iv) Shared power to dispose or to direct the disposition: -0- SCHEDULE 13G - ---------------------------------- ------------------------------- CUSIP No. 46114T 10 2 Page 4 of 10 Pages - ---------------------------------- ------------------------------- Item 5. Ownership of Five Percent or Less of a Class: -------------------------------------------- Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: --------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of Subsidiary: ----------------------------------------------- Not applicable. Item 8. Identification and Classification of Group: ------------------------------------------ Not applicable. Item 9. Notice of Dissolution of Group: ------------------------------ Not applicable. Item 10. Certification: ------------- Not applicable. SCHEDULE 13G - ------------------------------- --------------------------------- CUSIP No. 46114T 10 2 Page 5 of 10 Pages --- --- - ------------------------------- --------------------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON: Wai Ping Leong 1. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP 2. (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3. - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION: 4. Republic of Singapore - ------------------------------------------------------------------------------ SOLE VOTING POWER 5. NUMBER OF 3,560,000* SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6. OWNED BY -0- ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7. REPORTING 3,560,000* PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8. -0- - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 9. 3,560,000* - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES [_] 10. - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9): 11. 3.5% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON: 12. IN - ------------------------------------------------------------------------------ * Does not include 3,492,056 shares held of record by Ms. Leong's spouse, Peng T. Ong. SCHEDULE 13G - -------------------------------- ---------------------------------- CUSIP No. 46114T 10 2 Page 6 of 10 Pages - -------------------------------- ---------------------------------- Item 1(a). Name of Issuer: -------------- Interwoven, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: ----------------------------------------------- 1195 W. Fremont Ave., Sunnyvale CA 94087 Item 2(a). Name of Person Filing: --------------------- Wai Ping Leong Item 2(b). Address of Principal Business Office: ------------------------------------ 1195 W. Fremont Ave., Sunnyvale CA 94087 Item 2(c). Citizenship: ----------- Republic of Singapore Item 2(d). Title of Class of Securities: ---------------------------- Common Stock, $ 0.001 par value Item 2(e). CUSIP Number: ------------ 46114T 10 2 Item 3. Information if Statement is Filed Pursuant to Rule 13d-1(b), or 13d- ------------------------------------------------------------------- 2(b) or (c): ------------ Not Applicable. Item 4. Ownership: --------- (a) 3,560,000 shares are held of record by Wai-Ping Leong directly (excludes 3,492,056 shares held of record by her spouse, Peng T. Ong). (b) Percent of class: 3.5% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct vote: 3,560,000 (ii) Shared power to vote or to direct vote: -0- (iii) Sole power to dispose or to direct the disposition: 3,560,000 (iv) Shared power to dispose or to direct the disposition: -0- SCHEDULE 13G - ------------------------------- ---------------------------------- CUSIP No. 46114T 10 2 Page 7 of 10 Pages - ------------------------------- ---------------------------------- Item 5. Ownership of Five Percent or Less of a Class: -------------------------------------------- Not applicable. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: --------------------------------------------------------------- Not applicable. Item 7. Identification and Classification of Subsidiary: ----------------------------------------------- Not applicable. Item 8. Identification and Classification of Group: ------------------------------------------ Not applicable. Item 9. Notice of Dissolution of Group: ------------------------------ Not applicable. Item 10. Certification: ------------- Not applicable. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 14, 2001 -------------------------------------- Date /s/ Peng T. Ong -------------------------------------- Peng T. Ong February 14, 2001 -------------------------------------- Date /s/ Wai Ping Leong -------------------------------------- Wai Ping Leong EXHIBIT INDEX Sequentially Exhibit Document Description Numbered Pages - ------- -------------------- -------------- A Agreement of Joint Filing 10 EX-99.A 2 0002.txt AGREEMENT OF JOINT FILING EXHIBIT A --------- Joint Filing Agreement ---------------------- Each of the undersigned hereby agrees that they are filing jointly pursuant to Rule 13d-1(k)(1) of the Securities Exchange Act of 1934, as amended, the Statement dated February 14, 2001, and all amendments thereto, containing the information required by Schedule 13G, for the shares of Common Stock of Interwoven, Inc. which they each beneficially hold, and that such Statement and all amendments thereto are made on behalf of each of them. Dated: February 14, 2001 /s/ Peng T. Ong - ------------------------------- Peng T. Ong /s/ Wai Ping Leong - ------------------------------- Wai Ping Leong -----END PRIVACY-ENHANCED MESSAGE-----